In Search of the Transaction or Occurrence: Counterclaims

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Authors

McFarland, Douglas D.

Issue Date

2007

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Journal Article

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INTRODUCTION|The "transaction or occurrence" is the cornerstone of joinder in the Federal Rules of Civil Procedure. A counterclaim arising out of the same transaction or occurrence as the claim is compulsory; a counterclaim not arising out of the same transaction or occurrence is permissive. A cross-claim must arise out of the transaction or occurrence of the claim or a counterclaim. A third-party defendant may assert a claim against the plaintiff that arises out of the transaction or occurrence of the claim; the plaintiff may return the favor. An amendment relates back when it arises out of the "conduct, transaction, or occurrence" of the original pleading. Permissive joinder of parties is allowed when the right to relief arises out of the same "transaction, occurrence, or series of transactions or occurrences." The importance of the "transaction or occurrence" extends far beyond the joinder devices. It is close kin to pleading a claim...

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40 Creighton L. Rev. 699 (2006-2007)

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Creighton University School of Law

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